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Self-regulatory organizations
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#	Item
81	Annual Consolidated Compliance Report 2016 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2016-02-18 10:46:03 Self-regulatory organizations Economy Finance Money Financial regulation Investment Industry Regulatory Organization of Canada United States securities law Financial markets Canadian securities regulation Financial Industry Regulatory Authority Universal Market Integrity Rules Securities market
82	CANADIAN SECURITIES ADMINISTRATORSEnforcement Report Canadian Securities Administrators About the CSA Add to Reading List Source URL: www.securities-administrators.ca Language: English - Date: 2016-02-19 12:28:03 Economy Financial regulation Stock market Canadian Securities Administrators Self-regulatory organizations Canadian securities regulation Corruption Securities commission Investment Industry Regulatory Organization of Canada International Organization of Securities Commissions Securities regulation in the United States Security
83	What SIPC Protects... Avoid Investment Fraud and What it Does Not Protect When a brokerage firm is closed and customer Add to Reading List Source URL: www.sipc.com Language: English - Date: 2015-07-30 15:12:34 Economy Finance Money Self-regulatory organizations United States securities law Investment Securities Investor Protection Corporation Corporate crime Securities Investor Protection Act Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities fraud
84	BATS Global Markets, Inc. Options Member Application Any currently approved Member of BATS Exchange, Inc. or EDGX Exchange, Inc. (each, an “Exchange”) is eligible to transact business on the Exchange’s Options Mark Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-02-19 11:27:44 Economy of the United States Finance Economy Self-regulatory organizations NASDAQ OMX Group Silver Lake Partners Financial Industry Regulatory Authority United States securities law Direct Edge International Securities Exchange Chicago Board Options Exchange Philadelphia Stock Exchange
85	Account Name: Drexel University Concentration ABA Number: Account Number: Account Name: Drexel University Add to Reading List Source URL: www.drexel.plannedgiving.org Language: English - Date: 2014-05-05 13:00:23 Economy Finance Money Self-regulatory organizations Stock market Depository Trust & Clearing Corporation Security UBS Drexel University
86	Commodities Fraud: A serious problem Add to Reading List Source URL: smartcheck.cftc.gov Language: English - Date: 2016-01-05 09:43:50 Economy Commodity markets Finance Money Self-regulatory organizations Commodity Futures Trading Commission Commodity pool Financial Industry Regulatory Authority Futures contract Foreign exchange market
87	ANNUAL REPORT SECURITIES INVESTOR PROTECTION CORPORATION Securities Investor Protection Corporation 805 Fifteenth Street, N.W., Suite 800 Add to Reading List Source URL: www.sipc.com Language: English - Date: 2015-06-30 12:47:22 Finance Economy Money Self-regulatory organizations United States securities law Investment Securities Investor Protection Corporation Securities Investor Protection Act Corporate crime DoddFrank Wall Street Reform and Consumer Protection Act Broker-dealer MF Global
88	Microsoft Word - 946716_1 Add to Reading List Source URL: www.sipc.org Language: English - Date: 2015-10-02 10:14:01 Economy Finance Money Self-regulatory organizations United States securities law Investment Securities Investor Protection Corporation Madoff investment scandal Corporate crime Securities Investor Protection Act MF Global Bernard Madoff
89	Introduction Brokerage firms that experience serious financial difficulties and must be shut down may undergo what are called “liquidation” proceedings. The good news is that such closures do not happen very Add to Reading List Source URL: www.sipc.com Language: English - Date: 2015-07-30 15:19:32 Economy Finance Money Self-regulatory organizations United States securities law Financial markets Investment Securities Investor Protection Corporation Corporate crime Financial Industry Regulatory Authority Securities Investor Protection Act U.S. Securities and Exchange Commission
90	IRREVOCABLE STOCK OR BOND POWER The Irrevocable Stock or Bond Power you requested begins on the following page. To complete this form, simply: 1. SCROLL DOWN AND FILL OUT EACH FIELD BY TYPING IN THE APPROPRIATE INFORMAT Add to Reading List Source URL: content.etrade.com Language: English - Date: 2013-08-13 18:54:35 Self-regulatory organizations United States securities law Stock market Financial markets Security Securities Investor Protection Corporation Bond Financial Industry Regulatory Authority Clearing Stock CREST Securities market

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